Ops & Compliance Leader, Wealth Management (Richmond Valley …, Richmond Valley Council

TAD PGS, Inc. is seeking an experienced Operations & Compliance Manager in Richmond, VA, to oversee branch operations and ensure compliance with regulatory and internal policies. The successful candidate will bring over 5 years of experience in wealth management, operations, or compliance, along with robust knowledge of broker-dealer and investment advisory regulations. This role involves both operational leadership and working closely with advisors and internal teams. Strong communication skills and attention to detail are essential for success in this role. #J-18808-Ljbffr Apply on Kit Job: kitjobau.com/job/3qtehr