Risk and Compliance Manager- Funds Management (Permanent …, Melbourne
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Melbourne, Australia
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Posted: yesterday
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- Maintain and enhance risk and compliance frameworks, including risk registers and controls;
- Monitor regulatory changes and ensure ongoing compliance with applicable legislation and standards;
- Prepare and present risk and compliance reporting to senior management and governance committees;
- Manage and update compliance policies, procedures, and internal controls;
- Oversee AML/CTF obligations, including due diligence, monitoring, and regulatory reporting;
- Review trading activities, disclosures, and marketing materials for compliance adherence;
- Manage incidents and breaches, including investigation, escalation, and remediation tracking;
- Oversee outsourced service providers and conduct periodic performance reviews;
- Maintain key compliance registers and ensure accuracy and completeness of records; AND
- Deliver training and promote a strong risk‑aware and compliance‑focused culture. Qualifications & Experience
- Ideally 5+ years’ experience in risk, compliance or governance roles within financial services;
- Strong knowledge of regulatory frameworks (e.g. AML/CTF, Corporations Act obligations etc.);
- Proven experience building and managing risk and compliance frameworks;
- Strong analytical, communication, and stakeholder engagement skills;
- High level of integrity, professionalism, and sound judgement;
- Tertiary qualification in law, finance, business, or a related field (preferred); AND
- Qualified certifications in compliance or risk (e.g. CAMS, GRC) advantageous; #J-18808-Ljbffr Apply on Kit Job: kitjobau.com/job/3rqseg
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Company nameKaizen Recruitment
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Job positionRisk and Compliance Manager- Funds Management (Permanent Part-time 3 Days/ Week) (Melbourne)
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This is a part-time job.
Risk and Compliance Manager- Funds Management (Permanent … has been posted in the Melbourne Part Time Jobs & Side Jobs category on Locanto.
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