Compliance Officer (6-12 month contract) (City of Sydney)

Overview Headquartered in London and Current York, BGC Group (NASDAQ: BGC) is a leading global brokerage firm providing integrated voice and electronic services to wholesale market participants. We offer a full range of brokerage services across fixed income, rates, foreign exchange, equity derivatives, credit derivatives, futures and structured product markets. Role: Compliance Officer (Junior) – 6-12 Month Fixed Term Responsibilities
- Provide support to the Head of Compliance, Australia and New Zealand for the day to day running of the Compliance function, ensuring that BGC and other affiliates operate in compliance with relevant regulatory obligations arising from the Corporations Act, AML/CTF Act, ASIC Market Integrity Rules, ASX & ASX 24 Operating Rules and the Privacy Act.
- To complete the tasks required as part of an effective Compliance Monitoring program, including the identification of potential risks and development of new controls.
- Assist in the development and implementation of compliance policies and procedures designed to adhere to relevant regulatory obligations.
- Monitoring changes in laws, regulations and rules and providing updates and advice about the impact of these changes on the business.
- To support country and regional management through the provision of training and identification, evaluation and resolution of compliance risk. Qualifications
- More than 12 months of core or markets compliance experience within a financial services organisation.
- Able to build strong working relationships with people within the firm.
- Able to articulate complex matters in a clear and concise manner.
- Strong attention to detail.
- Well organised.
- Enthusiastic about being closely involved with the business and applying their existing knowledge to new and challenging situations.
- Approachable, adaptable and commercial in approach. All data collected will be treated strictly confidential and used for recruitment purpose only. We regret that only shortlisted candidates will be contacted. #J-18808-Ljbffr Apply on Kit Job: kitjobau.com/job/3rsol1